-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DchbJZgxF99u1QP1G5Yp0mpOrtTzP3L/BvWkLnBxULTAzEqdONj58mv9mq4ATyoB /qH3KbGGRnTwQ1dmp9e60A== 0000906280-98-000038.txt : 19980218 0000906280-98-000038.hdr.sgml : 19980218 ACCESSION NUMBER: 0000906280-98-000038 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIFAB INTERNATIONAL INC CENTRAL INDEX KEY: 0000101990 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 721382998 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53539 FILM NUMBER: 98543629 BUSINESS ADDRESS: STREET 1: 5007 PORT RD CITY: NEW IBERIA STATE: LA ZIP: 70562 BUSINESS PHONE: 3183678291 MAIL ADDRESS: STREET 1: P O BOX 11308 CITY: NEW IBERIA STATE: LA ZIP: 70562 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL FABRICATORS INC DATE OF NAME CHANGE: 19970617 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERARD DAILEY J CENTRAL INDEX KEY: 0001055422 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5007 PORT RD CITY: NEW IBERIA STATE: LA ZIP: 70562 MAIL ADDRESS: STREET 1: 5007 PORT RD CITY: NEW IBERIA STATE: LA ZIP: 70562 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* UNIFAB International, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 90467L 10 0 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 90467L 10 0 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Dailey J. Berard 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ 3) SEC Use Only 4) Citizenship or Place of Organization United States Number of Shares Bene- (5) Sole Voting Power 436,312* ficially Owned by Each Reporting (6) Shared Voting Power 5,700* Person With (7) Sole Dispositive Power 436,312* (8) Shared Dispositive Power 5,700* 9) Aggregate Amount Beneficially Owned by Each Reporting Person 442,012* 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11) Percent of Class Represented by Amount in Row (9) 8.8* 12) Type of Reporting Person (See Instructions) IN *As of December 31, 1997. Item 1(a). Name of Issuer: UNIFAB International, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 5007 Port Road New Iberia, Louisiana 70562 Item 2(a). Name of Person Filing: Dailey J. Berard Item 2(b). Address of Principal Business Office: 5007 Port Road New Iberia, Louisiana 70562 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $.01 par value Item 2(e). CUSIP Number: 90467L 10 0 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ' 240.13d- 1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with ' 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with ' 240.13d.13d- 1(b)(1)(ii)(H) Item 4. Ownership: (a) Amount Beneficially Owned . . . . . . . . . . 442,012* (b) Percent of Class . . . . . . . . . . . . . . 8.8* (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote . . . . . . . . . . . . 436,312* (ii) shared power to vote or to direct the vote . . . . . . . . . . . . 5,700* (iii) sole power to dispose or to direct the disposition of . . . . . . . 436,312* (iv) shared power to dispose or to direct the disposition of . . . . . . . 5,700* *As of December 31, 1997 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following . Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct as of December 31, 1997. February 17, 1998 /s/ Dailey J. Berard Date Dailey J. Berard -----END PRIVACY-ENHANCED MESSAGE-----